Announcement PDF ASX Announcement 20 November 2023 Appendix 3Y Hearts and Minds Investments Limited (HM1) attaches an Appendix 3Y for Director Gary Weiss. It has come to light that an Appendix 3Y was not issued to ASX in relation to an issue of securities to Mr Weiss under the Dividend Reinvestment Plan in October 2023 due to an administrative oversight by the external custodian of the entity holding the HM1 securities. The Company is aware of its disclosure obligations under ASX Listing Rules 3.19A, 3.19B and 3.10 and has now reviewed its reporting and notification practices. The Company believes that the arrangements now in place are adequate to ensure compliance with its disclosure obligations under the ASX Listing Rules. The directors are requested to declare any interests and note any changes to their interests at each Board meeting. Further, the Company’s Securities Trading Policy sets out the appropriate notifications pertaining to relevant interests that directors are obliged to provide to the Company. All directors have been made aware of the contents and application of the Securities Trading Policy. -ENDSThis announcement was authorised for release by the Chief Executive Officer of the Company. Investor contact ir@hm1.com.au Hearts and Minds Investments Limited ACN 628 753 220 A: L 12, Suite 12.04A, Chifley Tower, 2 Chifley Square, Sydney NSW 2000 | W: HM1.com.au | E: ir@hm1.com.au P: 1300 737 760 or +61 2 9290 9600 Appendix 3Y Change of Director’s Interest Notice Information or documents not available now must be given to ASX as soon as available. Information and documents given to ASX become ASX’s property and may be made public. Introduced 30/09/01 Amended 01/01/11 Name of entity Hearts and Minds Investments Limited ABN 628 753 220 We (the entity) give ASX the following information under listing rule 3.19A.2 and as agent for the director for the purposes of section 205G of the Corporations Act. Name of Director Gary Weiss Date of last notice 17 April 2023 Part 1 - Change of director’s relevant interests in securities In the case of a trust, this includes interests in the trust made available by the responsible entity of the trust Note: In the case of a company, interests which come within paragraph (i) of the definition of “notifiable interest of a director” should be disclosed in this part. Direct or indirect interest Direct and Indirect Nature of indirect interest (including registered holder) Bivaru Superfund Pty Ltd ATF Gary Weiss Superfund (Gary Weiss is a Director of the Trustee and a beneficiary of the super fund) Note: Provide details of the circumstances giving rise to the relevant interest. Portfolio Services Pty Ltd. (Gary Weiss has power of control over Bivaru Pty Ltd, which holds more than 20% of the voting power of Ariadne Australia Limited. Portfolio Services Pty Ltd is a wholly owned subsidiary of Ariadne) Date of change 19 October 2023 No. of securities held prior to change 498,878 fully paid ordinary shares Class Fully paid ordinary shares Number acquired 1,489 ordinary shares Number disposed Nil Value/Consideration $2.2964 per share No. of securities held after change 500,367 fully paid ordinary shares Note: If consideration is non-cash, provide details and estimated valuation Nature of change Example: on-market trade, off-market trade, exercise of options, issue of securities under dividend reinvestment plan, participation in buy-back Participation in Dividend Reinvestment Plan Part 2 – Change of director’s interests in contracts Note: In the case of a company, interests which come within paragraph (ii) of the definition of “notifiable interest of a director” should be disclosed in this part Detail of contract N/A Nature of interest N/A Name of registered holder (if issued securities) N/A Date of change N/A No. and class of securities to which N/A interest related prior to change Note: Details are only required for a contract in relation to which the interest has changed Interest acquired N/A Interest disposed N/A Value/Consideration N/A Interest after change N/A Note: If consideration is non-cash, provide details and an estimated valuation Part 3 – +Closed period Were the interests in the securities or contracts detailed above No traded during a +closed period where prior written clearance was required? If so, was prior written clearance provided to allow the trade to N/A proceed during this period? If prior written clearance was provided, on what date was this N/A provided?